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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-10-09
IN RA APPROVED 2025-08-29
NC RA APPROVED 2025-04-21
MN RA APPROVED 2024-06-14
TX RA APPROVED_RES 2024-06-14
AR RA APPROVED 2023-06-19
OH RA APPROVED 2023-05-26
CO RA APPROVED 2023-02-24
MT RA APPROVED 2021-10-22
AZ RA APPROVED 2021-07-14
OR RA APPROVED 2020-01-14
WA RA APPROVED 2018-11-07
NV RA APPROVED 2016-08-11
CA RA APPROVED 2000-09-29
  • MI RA
    APPROVED
    Since 2025-10-09
  • IN RA
    APPROVED
    Since 2025-08-29
  • NC RA
    APPROVED
    Since 2025-04-21
  • MN RA
    APPROVED
    Since 2024-06-14
  • TX RA
    APPROVED_RES
    Since 2024-06-14
  • AR RA
    APPROVED
    Since 2023-06-19
  • OH RA
    APPROVED
    Since 2023-05-26
  • CO RA
    APPROVED
    Since 2023-02-24
  • MT RA
    APPROVED
    Since 2021-10-22
  • AZ RA
    APPROVED
    Since 2021-07-14
  • OR RA
    APPROVED
    Since 2020-01-14
  • WA RA
    APPROVED
    Since 2018-11-07
  • NV RA
    APPROVED
    Since 2016-08-11
  • CA RA
    APPROVED
    Since 2000-09-29

Branch Locations

2901 Douglas Boulevard Suite 150, Roseville, CA 95661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors, Inc Sacramento CA 04/2000 Present
Agia Houston TX 12/2022 Present
Previous Registrations
  • 2002-08-06 → 2009-05-02
    American General Financial Advisors, Inc.
    Sacramento, CA
Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-12-28
S63 Uniform Securities Agent State Law Examination 1993-06-09
  • S66 Uniform Combined State Law Examination
    2000-12-28
  • S63 Uniform Securities Agent State Law Examination
    1993-06-09
Other Names
  • Kerri Thomas
  • Kerri M. Peterson
  • Kerri Marie Price
  • Kerri Marie Peterspm

View on SEC IAPD

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