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Holly C Hobbs

Morgan Stanley

Baltimore, MD

Baltimore, MD

CRD 5025879

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2019-10-01
  • MD RA
    APPROVED
    Since 2019-10-01

Branch Locations

1300 Thames Street Thames Street Wharf, Baltimore, MD 21231 • United States

Baltimore, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Columbia MD 08/2005 07/2018
Morgan Stanley Smith Barney Llc Baltimore MD 12/2018 07/2019
Morgan Stanley Private Bank, N.A. Baltimore MD 07/2019 Present
Unemployed Baltimore MD 07/2018 12/2018
  • 08/2005 → 07/2018
    Ameriprise Financial Services, Inc.
    Columbia, MD
  • 12/2018 → 07/2019
    Morgan Stanley Smith Barney Llc
    Baltimore, MD
  • 07/2019 → Present
    Morgan Stanley Private Bank, N.A.
    Baltimore, MD
  • 07/2018 → 12/2018
    Unemployed
    Baltimore, MD
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-12
  • S66 Uniform Combined State Law Examination
    2006-01-12
Other Names
  • Holly Caroline Hobbs

View on SEC IAPD

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