Brenda Patricia Catugno

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2012 → 07/2020
  Investacorp Inc
  Miami, FL
• 08/2012 → 07/2020
  Investacorp Advisory Services
  Miami, FL
• 07/2020 → 06/2024
  Securities America, Inc.
  Fairfield, CT
• 07/2020 → 06/2024
  Securities America Advisors, Inc.
  Fairfield, CT
• 06/2024 → Present
  Osaic Wealth, Inc.
  Fairfield, CT

Previous Registrations

• 2020-07-17 → 2024-06-14
  Securities America Advisors, Inc.
  Fairfield, CT
• 2012-08-03 → 2020-07-17
  Investacorp Advisory Services Inc
  Fairfield, CT
• 2010-09-24 → 2012-08-07
  Chase Investment Services Corp.
  Westport, CT
  Westport, CT
• 2003-09-15 → 2010-09-24
  Msi Financial Services, Inc.
  Shelton, CT
  Shelton, CT
• 2003-07-01 → 2003-09-04
  Wells Fargo Clearing Services, Llc
  Westport, CT
• 2000-04-14 → 2003-07-01
  Prudential Equity Group, Llc
  Westport, CT

Other Businesses

1. BRENDA P. CATUGNO, LLC POSITION: Sales NATURE: DBA/Fixed Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 08/03/2012 ADDRESS: 305 Barlow Rd Fairfield CT 06824 DESCRIPTION: DBA/Fixed Insurance Sales 2. BRENDA P CATUGNO, LLC POSITION: Lecturer NATURE: Adult Financial Literacy programs taught in various towns in CT. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2000 ADDRESS: 188 Richards Ave Norwalk CT 06854 DESCRIPTION: Adult Education classes 3. BRENDA P CATUGNO, LLC POSITION: President NATURE: Certified Divorce Financial Analyst INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 2 START DATE: 08/03/2012 ADDRESS: 305 Barlow Rd Fairfield CT 06824 DESCRIPTION: Divorce Financial Analysis

Exams

• S63 Uniform Securities Agent State Law Examination
  2001-10-04
• S65 Uniform Investment Adviser Law Examination
  1999-12-08

Designations

• Chartered Financial Consultant