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Kevin Leigh Denardo

First Trust Advisors LP

Wheaton, IL

CRD 2332295

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Employer firm

First Trust Advisors LP CRD 107027

$309B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2011-12-14
  • IL RA
    APPROVED
    Since 2011-12-14

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Trust Portfolios L.P. Wheaton IL 05/2011 Present
  • 05/2011 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-23
S63 Uniform Securities Agent State Law Examination 1993-03-25
  • S66 Uniform Combined State Law Examination
    2008-05-23
  • S63 Uniform Securities Agent State Law Examination
    1993-03-25
Other Names
  • Kevin Denardo

View on SEC IAPD

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