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Current Employers
Trust Investment Advisors Wealth Management, Llc

301 Pennsylvania Parkway Suite 301, Indianapolis, IN 46280 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-02-24
IN RA APPROVED 2025-01-23
  • IL RA
    APPROVED
    Since 2026-02-24
  • IN RA
    APPROVED
    Since 2025-01-23

Branch Locations

301 Pennsylvania Parkway Suite 301, Indianapolis, IN 46280 • United States

301 Pennsylvania Parkway Suite 301, Indianapolis, IN 46280 • United States

Trust Investment Advisors

301 Pennsylvania Parkway Suite 301, Indianapolis, IN 46280 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-02-28
IN RA APPROVED 2020-08-06
  • TX RA
    APPROVED_RES
    Since 2022-02-28
  • IN RA
    APPROVED
    Since 2020-08-06

Branch Locations

301 Pennsylvania Parkway Suite 301, Indianapolis, IN 46280 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Chicago IL 03/2008 08/2017
Robert W. Baird Indianapolis IN 08/2017 02/2020
Trust Investment Advisors Indianapolis IN 02/2020 06/2020
Trust Investment Advisors Indianapolis IN 06/2020 Present
Trust Investment Advisors Wealth Management, Llc Indianapolis IN 10/2023 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-09-30
S63 Uniform Securities Agent State Law Examination 1993-04-13
  • S65 Uniform Investment Adviser Law Examination
    2004-09-30
  • S63 Uniform Securities Agent State Law Examination
    1993-04-13

View on SEC IAPD

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