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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2020-09-16 |
| TX | RA | APPROVED | 2012-11-27 |
Branch Locations
8080 N. Central Expy, Ste 1700, Dallas, TX 75206 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Dallas | TX | 11/2012 | Present |
(1) 10/17/2012: ARMOR FINANCIAL GROUP INC - Business Entity For Tax/Investment Purposes Only - INV REL - AT REPORTED BUSINESS LOCATION - President and Owner-company set up for pay business expenses - 4% TIME SPENT. (2) 10/17/2012: NO BUSINESS NAME - NON-VARIABLE INSURANCE - INV REL - AT REPORTED BUSINESS LOCATION - Agent-offers indexed, UL, term & LTC - 1% TIME SPENT. (3) 10/17/2012: WMSON CO LLC - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - NOT INV REL - AT REPORTED BUSINESS LOCATION - PARTNER IN FAMILY ESTATE PLANNING/LEGAL ENTITY. (4) 09/14/2016: No Business Name - Business Owner - Not Investment Related - Located at various art galleries - Start 09/16/2016 - 10 Hr/Mo; 0 Hour(s) During Securities Trading - No title. Displaying paintings in art galleries and sell these paintings when requested. (5) 09/23/2025- Chinoiserie Books LLC- Other - Author- INV Related- Home Based- Start date 11/05/2021- 60 Hour Per Month
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-09-10 |
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