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Judith Watkins Blaising

LPl Financial LLC

Dallas, TX

CRD 2332242

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2020-09-16
TX RA APPROVED 2012-11-27
  • VA RA
    APPROVED
    Since 2020-09-16
  • TX RA
    APPROVED
    Since 2012-11-27

Branch Locations

8080 N. Central Expy, Ste 1700, Dallas, TX 75206 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Dallas TX 11/2012 Present
Previous Registrations
  • 1993-09-29 → 2014-01-03
    Independent Advisers Group Corp
    Dallas, TX
    Dallas, TX
  • 1993-09-29 → 2012-12-03
    Osaic Fs, Inc.
    Dallas, TX
    Dallas, TX
Other Businesses

(1) 10/17/2012: ARMOR FINANCIAL GROUP INC - Business Entity For Tax/Investment Purposes Only - INV REL - AT REPORTED BUSINESS LOCATION - President and Owner-company set up for pay business expenses - 4% TIME SPENT. (2) 10/17/2012: NO BUSINESS NAME - NON-VARIABLE INSURANCE - INV REL - AT REPORTED BUSINESS LOCATION - Agent-offers indexed, UL, term & LTC - 1% TIME SPENT. (3) 10/17/2012: WMSON CO LLC - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - NOT INV REL - AT REPORTED BUSINESS LOCATION - PARTNER IN FAMILY ESTATE PLANNING/LEGAL ENTITY. (4) 09/14/2016: No Business Name - Business Owner - Not Investment Related - Located at various art galleries - Start 09/16/2016 - 10 Hr/Mo; 0 Hour(s) During Securities Trading - No title. Displaying paintings in art galleries and sell these paintings when requested. (5) 09/23/2025- Chinoiserie Books LLC- Other - Author- INV Related- Home Based- Start date 11/05/2021- 60 Hour Per Month

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-09-10
  • S63 Uniform Securities Agent State Law Examination
    1993-09-10
Other Names
  • Judy Williamson
  • Judy Williamson
  • Judith W Williamson
  • Judith W Blaising
  • Judith Watkins Williamson

View on SEC IAPD

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