Richard Goodwin

Current Employers

Employment History

• 09/2009 → 06/2023
  Titan Securities
  Dallas, TX
• 06/2023 → Present
  Realta Equities, Inc.
  Wilmington, DE
• 06/2023 → Present
  Realta Investment Advisors, Inc.
  Wilmington, DE

Previous Registrations

• 2009-09-21 → 2023-06-30
  Titan Securities
  Frisco, TX
  Plano, TX
  Plano, TX
  Golden, CO
  Lakewood, CO
  Plano, TX
  Frisco, TX
  Argyle, TX
• 2002-05-28 → 2009-09-21
  Spc
  Frisco, TX
• 2001-07-18 → 2002-05-22
  American General Securities Incorporated
  Frisco, TX

Other Businesses

(1) FISH CITY GRILL, LCC; RESTAURANT; 2% OWNER; PASSIVE INVESTOR AS OF 1/1/2010; SAN ANTONIO & GEORGETOWN TX. (2) INCOME AND WEALTH STRATEGIES dba; PLANO, TX; SOLE OWNER; S CORP CREATED FOR TAX PURPOSES; HTTPS://BETTER-ALTERNATIVE.COM; COMPENSATION FROM ADVISOR SERVICES; 40 HOURS PER WEEK DURING NORMAL TRADING HOURS. (3) LIFE & FIXED INSURANCE PRODUCTS; PLANO, TX; PROVIDE LIFE INSURANCE TO CLIENTS; % OF SALES; 5-10 HOURS PER MONTH DURING NORMAL TRADING HOURS. (4) REALTA INVESTMENT ADVISORS, INC.; 1201 N ORANGE ST STE 720 WILMINGTON, DE 19801; INVESTMENT ADVISORY SERVICES, INVESTMENT ADVISOR REPRESENTATIVE; WWW.REALTAWEALTH.COM; COMPENSATION IN THE FOR OF FEES; 40 HOURS PER WEEK DURING NORMAL TRADING HOURS. (5) EVOLUTION GENERAL PARTNER MEMBER; PLANO, TX; RAISE CAPITAL TO INVESTMENT IN COMMERCIAL REAL ESTATE; 25% OF NET PROFIT ONCE ALL INVESTORS ARE PAID BACK PRINCIPAL; O HOURS PER WEEK DURING NON-TRADING HOURS. (6) WEALTH STRATEGIES ADVISORY GROUP (WSAG); DBA; 17207 N PERIMETER DRIVE #120 SCOTTSDALE, AZ 85255 ; START: 3/2025; INVESTMENT RELATED; HTTPS://WWW.WSAGAZ.COM; REGISTERED REPRESENTATIVE; COMMISSIONS; 20-40 HOURS PER WEEK DURING NORMAL TRADING HOURS. (7) GOTTEL GOODWIN WEALTH STRATEGIES; DBA FOR FINANCIAL BUSINESS; START: 6/2025; 1100 W CAMPBELL RD STE 203 RICHARDSON, TX 75080; FULL FINANCIAL SERVICES, WEALTH AND TAX PLANNING TO EXISITING CLIENTS FROM A DIFFERENT OFFICE; COMMISSIONS; 40 HOURS PER WEEK DURING NORMAL TRADING HOURS.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-06
• S63 Uniform Securities Agent State Law Examination
  1993-08-24

Designations

Other Names

• Rick Goodwin