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Julie Marie Annett

Asti Financial Management

Novato, CA

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Current Employers
Asti Financial Management

1673 Center Road 1673 Center Road, Novato, CA 94947 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-07
  • CA RA
    APPROVED
    Since 2025-01-07

Branch Locations

Novato, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Asti Financial Management Berkeley CA 10/2005 Present
Other Businesses

I am a licensed Health & Life Agent with the State of California. License #OE67228

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-09-01
S63 Uniform Securities Agent State Law Examination 1994-05-18
  • S65 Uniform Investment Adviser Law Examination
    2005-09-01
  • S63 Uniform Securities Agent State Law Examination
    1994-05-18
Other Names
  • Julie Marie Annett
  • Julie Marie Asti
  • Julie Marie Scates

View on SEC IAPD

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