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Current Employers
Cherry Creek Investment Advisors Inc

68 Inverness Lane East #206, Englewood, CO 80112 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-05-29
CO RA APPROVED 1999-01-01
  • TX RA
    APPROVED_RES
    Since 2014-05-29
  • CO RA
    APPROVED
    Since 1999-01-01

Branch Locations

68 Inverness Lane East #206, Englewood, CO 80112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cherry Creek Investment Advisors, Inc. Denver CO 01/1995 Present
Other Businesses

Mr. Castle is manager of CCIA Properties, LLC. This LLC was created to hold personal commercial real estate investments only. No client assets or related monies are held, invested, or otherwise used by CCIA Properties, LLC. Mr. Castle is a partial owner in multiple LLCs in relation to horse activities which include breeding and racing. Mr. Castle is a published author and receives compensation from this activity. This accounts for less than 10% of his time and income.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-05-14
  • S63 Uniform Securities Agent State Law Examination
    1993-05-14
Other Names
  • Sean David Castle

View on SEC IAPD

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