Scott Frederick Saad

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2011-12-16
SC	RA	APPROVED	2009-08-04
OH	RA	APPROVED	1999-08-19

TX RA
APPROVED_RES

Since 2011-12-16
SC RA
APPROVED

Since 2009-08-04
OH RA
APPROVED

Since 1999-08-19

Branch Locations

75 Port City Lndg, Mount Pleasant, SC 29464 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Dayton	OH	06/1992	Present
Bank Of America, N.A.	San Francisco	CA	12/2009	Present

06/1992 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Dayton, OH
12/2009 → Present

Bank Of America, N.A.

San Francisco, CA

Other Businesses

I*3759277 Entity Type: N/A Name of OBA: S S Address: Newark, Ohio, 43055 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 02/12/2031 Number of Hours: 5, Yearly Number of Hours during trading: 0, Yearly Duties: Parents I*3760285 Entity Type: N/A Name of OBA: S S W- Executor of Estate Address: Newark, Ohio, 43055 Investment Related: No Position, Title, Association: Executor Employee Start Date: 02/12/2031 Number of Hours: 10, Yearly Number of Hours during trading: 0, Yearly Duties: Parents

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-07-21
S63	Uniform Securities Agent State Law Examination	1993-05-20

S65 Uniform Investment Adviser Law Examination

1999-07-21
S63 Uniform Securities Agent State Law Examination

1993-05-20

Other Names

Scott F Saad

View on SEC IAPD