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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-08 |
Branch Locations
13455 Noel Road 20Th Floor, Dallas, TX 75240 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Northwestern Mutual Life Insurance C | Milwaukee | WI | 04/1992 | 01/2026 |
| Northwestern Mutual Investment Services | Milwaukee | WI | 02/1993 | 01/2026 |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 02/1993 | 01/2026 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | 01/2026 |
| Mml Investors Services, Llc | Dallas | TX | 02/2026 | Present |
| Massmutual Life Insurance Company | Dallas | TX | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-06-22 |
| S63 | Uniform Securities Agent State Law Examination | 1998-03-23 |
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