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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2009-08-18 |
| TX | RA | APPROVED | 2009-08-14 |
Branch Locations
2998 Douglas Blvd., Suite 320, Roseville, CA 95661 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Roseville | CA | 07/2009 | Present |
1. 6/29/2012: BARRILLEAUX WEALTH MANAGEMENT - Business Entity For Tax/Investment Purposes Only - NOT INV REL - AT REPORTED BUSINESS LOCATION(S);FOR ACCOUNTING PURPOSES ONLY; NOT HELD OUT TO THE PUBLIC. 2. 7/26/2012: NON-VARIABLE INSURANCE DBA - SAFE HARBOR PENSION & WEALTH - DBA FOR BARRILLEAUX WEALTH MANAGEMENT, INC. (S CORP) WHICH I AM THE SOLE SHAREHOLDER. - TIME SPENT 5% - ROSEVILLE, CA 3. 5/23/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance -Financial Consultant - Start Date - 06/01/2022 - 5 Hours Per Month/ 0 Hours During Securities Trading. 4. 08/22/2022 - Rubicon Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 08/01/2022 - 0 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-07-16 |
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