Dino Arena

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2012 → Present
  Raymond James Financial Services
  Rocklin, CA
• 06/2000 → Present
  First Tech Credit Union
  Rocklin, CA
• 05/2014 → Present
  Raymond James Financial Services Advisors Inc.
  Rocklin, CA
• 01/2012 → Present
  Addison Avenue Investment Services
  Rocklin, CA

Other Businesses

1) First Tech Federal Credit Union Address: Rocklin , CA Nature of the Business: Bank/Credit Union Associate Position/Title: Chief Compliance Officer Investment Related:Yes Start Date: 05/06/2014 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: I am the Compliance Manager for the investment division (Addison Avenue Investment Services) of the First Tech Fed Cr Union. 2) Name of Business: Addison Avenue Investment Services Address: 1011 Sunset Blvd Ste 210, Rocklin, CA, 95765, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/21/2012 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: I'm the BM and Compliance Director for Addison Avenue Investment Services.

Exams

• S66 Uniform Combined State Law Examination
  2014-04-29
• S63 Uniform Securities Agent State Law Examination
  2001-02-09

Other Names

• Dean Arena