Ethan Weisenberg

Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1996 → Present
  Advanced Underwriting Services, Inc.
  Hewlett, NY
• 01/1996 → Present
  Ethan Weisenberg/Self-Employed
  Long Beach, NY
• 02/2011 → 11/2023
  Fsc Securities
  Hewlett, NY
• 11/2023 → 04/2024
  Osaic Wealth, Inc.
  Long Beach, NY
• 04/2024 → 04/2024
  The Retirement Group, Llc
  San Diego, CA
• 05/2024 → 06/2025
  Lpl Financial Llc
  Long Beach, NY
• 05/2024 → Present
  Wealth Enhancement Group
  Long Beach, NY
• 05/2024 → Present
  Wealth Enhancement Advisory Services
  Long Beach, NY
• 05/2024 → Present
  Wealth Enhancement Brokerage Services
  Long Beach, NY

Previous Registrations

• 2024-04-04 → 2024-06-13
  The Retirement Group, Llc
  Long Beach, NY
  San Diego, CA
• 2023-11-03 → 2024-05-03
  Osaic Wealth, Inc.
  Long Beach, NY
• 2021-04-26 → 2023-11-03
  Fsc Securities Corporation
  Long Beach, NY
  Atlanta, GA

Other Businesses

1. 04/01/2024- Ethan Weisenberg, Sole Proprietor- Insurance Agency - At Reported Business Location(s)- Inv Rel- 12 hrs per mnth- 1 hr during trading- start date 3/26/2024 2. 04/01/2024- 27 W BEECH STREET- Business Entity For Tax/Investment Purposes Only- At Reported Business Location(s)Non Inv Rel- 12 hrs per mnth- 1 hr during trading- start date 3/26/2024 3. 05/23/2024 - WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 5/1/2024 - 160 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through Wealth Enhancement Advisory Services, LLC an independent investment advisor firm. I started this business activity in 5/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. 4. Wealth Enhancement Group - Non-Investment Related - Long Beach, NY - Fixed Insurance - Vice President, Financial Advisor - Start Date: 05/2024 - 10 Hours Spent Per Month, 8 Hours Spent During Trading Hours - Sales and service of fixed insurance and annuity products. 5. Ethan Weisenberg, Sole Proprietor - Non-Investment Related - Long Beach, NY - Owner of Sole Prop - Producer - Start Date: 11/1991 - 8 Hours Spent Per Month, 6 Hours Spent During Trading Hours - Sales, service and underwriting of property, casualty and personal insurance.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-28
• S63 Uniform Securities Agent State Law Examination
  1995-03-08

Other Names

• Ethan I Weisenberg
• Ethan Isaac Weisenberg