Jonathan Russell Hand

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-04-15
AL	RA	APPROVED	2009-06-01

TX RA
APPROVED_RES

Since 2020-04-15
AL RA
APPROVED

Since 2009-06-01

Branch Locations

740 Shades Creek Parkway, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Citigroup Global Markets Inc.	Birmingham	AL	01/2002	Present
Morgan Stanley Smith Barney	Birmingham	AL	06/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

01/2002 → Present

Citigroup Global Markets Inc.

Birmingham, AL
06/2009 → Present

Morgan Stanley Smith Barney

Birmingham, AL
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2002-01-02 → 2009-06-01

Citigroup Global Markets Inc.

Birmingham, AL

Birmingham, AL

Other Businesses

*67312 - Brookwood Baptist Church; Investment related No; Mountain Brook, Alabama; Religious; Finance Committee (proprietor, partner, officer, director, employee, trustee, agent); 01/1992; During business hours: 0; After business hours: 1; Finance Committee

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-04-12
S63	Uniform Securities Agent State Law Examination	1993-04-08

S65 Uniform Investment Adviser Law Examination

1993-04-12
S63 Uniform Securities Agent State Law Examination

1993-04-08

View on SEC IAPD