Evert Fernandez

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2009 → Present
  Lpl Financial Llc
  Sebastopol, CA

Previous Registrations

• 2006-10-16 → 2009-11-12
  Associated Securities Corp.
  Santa Rosa, CA
  Santa Rosa, CA
• 2006-10-18 → 2009-10-13
  Associated Planners Investment Advisory Inc
  Santa Rosa, CA
  Sebastopol, CA

Other Businesses

1. 5/25/2010: NON-VARIABLE INSURANCE - LIFE AND HEALTH INSURANCE SOLICITATION AND SALES. - TIME SPENT 40% - CA. 2. 6/3/2010: OTHER-INSTRUCTOR - REDWOOD EMPIRE SMALL BUSINESS DEVELOPMENT CENTER - SMALL BUSINESS INSTRUCTOR--TREACH BUSINESS START UP CLASSES. - TIME SPENT 1% - CA. 3. 3/8/2011: REAL ESTATE RENTAL - A SINGLE FAMILY RESIDENTIAL HOME, LOCATED IN SANTA ROSA, CA - TIME SPENT 1%. 4. 04/23/2012 - Encore Wealth Management - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 5. 5/11/2012: NON-VARIABLE INSURANCE DBA - EVERT FERNANDEZ, INVESTMENT AND INSURANCE SERVICES - OBA INCLUDES TERM LIFE INSURANCE AND HEALTH INSURANCE. - TIME SPENT 50% - SANTA ROSA, CA. 6. 11/4/2013: OTHER-SPANISH TRANSLATOR/INTERPRETER - EVERT FERNANDEZ TRANSLATING SERVICES - ON OCCASION, WILL BE WORKING WITH BUSINESSES TO CONDUCT EMPLOYEE SURVEYS, BENEFITS ENROLLMENT AND EDUCATION IN SPANISH. 7. 03/23/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Real Estate Rental - Start Date - 04/01/2022 - 8 Hours Per Month/0 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-09-26
• S63 Uniform Securities Agent State Law Examination
  1993-11-30

Other Names

• Evaristo Fernandez