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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2023-08-10 |
Branch Locations
5700 Oakland Ave Ste 400, St Louis, MO 63110 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nlp Investments | Kirkwood | MO | 04/2000 | 10/2018 |
| Securian Financial Services Inc | St. Paul | MN | 10/2018 | 11/2018 |
| Securian Financial Services Inc | St. Paul | MN | 11/2018 | 08/2023 |
| Renaissance Financial Corp | St. Louis | MO | 10/2018 | Present |
| Nlp Investments | Kirkwood | MO | 10/2018 | 11/2022 |
| Cetera Wealth Services, Llc | St. Louis | MO | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
1. HERRING DESIGN & DEVELOPMENT POSITION: Officer NATURE: General Contractor INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2014 ADDRESS: 307 Central, Kirkwood MO 63122, United States DESCRIPTION: As the Secretary, I help the owner of the S-Corp review his documents and contracts. He is a friend of the family and I do this without compensation. 2. DIECON POSITION: Director NATURE: Consultant INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2001 ADDRESS: PO Box 26, Collinsville IL 62234-0027, United States DESCRIPTION: As a hobby, I've helped the owners of the company with their documents. The company runs a single non-gambling gaming convention each year. 3. NAME OF OTHER BUSINESS: RENAISSANCE FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: October 2018 POSITION/TITLE/RELATIONSHIP: Registered Staff APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFER SECURITIES, INSURANCE AND ADVISORY SERVICES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-02-27 |
| S65 | Uniform Investment Adviser Law Examination | 1998-01-14 |
| S63 | Uniform Securities Agent State Law Examination | 1993-05-17 |
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