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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-04-18
CA RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2024-04-18
  • CA RA
    APPROVED
    Since 2017-03-25

Branch Locations

1676 N California Blvd Ste 430, Walnut Creek, CA 94596 • United States

Oakland, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Oakland CA 09/2005 03/2017
Mml Investors Services, Llc Walnut Creek CA 03/2017 Present
Massmutual Life Insurance Company Walnut Creek CA 07/2016 Present
  • 09/2005 → 03/2017
    Metlife Securities Inc
    Oakland, CA
  • 03/2017 → Present
    Walnut Creek, CA
  • 07/2016 → Present
    Massmutual Life Insurance Company
    Walnut Creek, CA
Previous Registrations
  • 2008-04-07 → 2017-03-25
    Msi Financial Services, Inc.
    Walnut Creek, CA
    Walnut Creek, CA
    San Jose, CA
    Oakland, CA
Other Businesses

(1) NAME: HYUN JOO PARK INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: SIMPLE RENTAL PROPERTY POSITION: OWNER START: 2010 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 1. (2) NAME: HYUN JOO PARK INV REL: N ADD: RESIDENTIAL NATURE: KOREAN AMERICAN COMMUNITY FOUNDATION POSITION: ASSOCIATE BOARD START DATE: 2019 NO. HR/MO: 3 NO. HR/MO DURING SEC TRADING: 3 (3) NAME: HYUN JOO PARK & ASSOCIATES INV REL: Y ADD: 1676 N. CALIFORNIA BLVD, STE 430, WALNUT CREEK, CA 94596 NATURE: CEO OF LLC WITH S CORP ELECTION FOR TAX AND EXPENSE PURPOSES POSITION: CEO START DATE: 10/31/2024 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 0 DUTIES: COMPLIANCE WITH FEDERAL AND STATE REQUIREMENTS FOR THE LLC. ACCOUNTING, KEEPING RECORDS, TAX FILINGS AND TAX MATTERS, BANKING, MEMBERSHIP AND VOTING RIGHTS, MEETINGS OF MEMBERS, WITHDRAWALS, TRANSFERS, VALUATION AND DISSOLUTION. LLC WITH S CORP ELECTION FOR INCOME TAX AND EXPENSE PURPOSES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-03-11
S63 Uniform Securities Agent State Law Examination 2005-09-29
  • S65 Uniform Investment Adviser Law Examination
    2008-03-11
  • S63 Uniform Securities Agent State Law Examination
    2005-09-29
Designations
Other Names
  • Hyun Joo Park

View on SEC IAPD

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