Leon Paul Rehak

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-09-27
FL	RA	APPROVED	2016-10-14

TX RA
APPROVED_RES

Since 2022-09-27
FL RA
APPROVED

Since 2016-10-14

Branch Locations

Oakland Park, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates	Miami	FL	04/2004	10/2016
Lpl Financial, Llc	Scottsdale	AZ	10/2016	Present

04/2004 → 10/2016

Raymond James & Associates

Miami, FL
10/2016 → Present

Lpl Financial, Llc

Scottsdale, AZ

Previous Registrations

2005-03-23 → 2016-10-18

Raymond James & Associates, Inc.

Chicago, IL

Chicago, IL

Fort Lauderdale, FL
2001-01-03 → 2004-04-21

Wells Fargo Clearing Services, Llc

Chicago, IL

Other Businesses

1. 9/28/2018 - Gordon Marketing - Investment Related - 20236 Hague Rd Noblesville, IN 46062 - Non-Variable Insurance - Start Date: 09/10/2018 - 12 Hours Per Month/1 Hours During Trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-04-27
S63	Uniform Securities Agent State Law Examination	1993-04-15

S65 Uniform Investment Adviser Law Examination

1993-04-27
S63 Uniform Securities Agent State Law Examination

1993-04-15

View on SEC IAPD