John Michael Mccarthy

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2008 → Present
  Rbc Capital Markets Corporation
  Danvers, MA
• 06/2019 → Present
  City National Bank
  Danvers, MA

Other Businesses

Name of Entity: Hotel Salem LLC Address of Business: 133 Old Ferry Rd Newburyport MA 01950 Business Description: Real Estate Development Business is not investment related Projected Start Date - 09/30/2015 Projected End Date - 09/30/2020 Capacity - Partner Duties Performed - Limited Partner 0 hours devoted to this OBA per month 0 hours devoted during security trading hours per month

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-06-04
• S63 Uniform Securities Agent State Law Examination
  1993-06-09