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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-01-17 |
| NH | RA | APPROVED | 2005-10-17 |
Branch Locations
222 Rosewood Drive Suite 510, Danvers, MA 01923-4519 • United States
Peabody, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Danvers | MA | 03/2008 | Present |
| City National Bank | Danvers | MA | 06/2019 | Present |
Name of Entity: Hotel Salem LLC Address of Business: 133 Old Ferry Rd Newburyport MA 01950 Business Description: Real Estate Development Business is not investment related Projected Start Date - 09/30/2015 Projected End Date - 09/30/2020 Capacity - Partner Duties Performed - Limited Partner 0 hours devoted to this OBA per month 0 hours devoted during security trading hours per month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-06-04 |
| S63 | Uniform Securities Agent State Law Examination | 1993-06-09 |
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