Timothy John Bain

Current Employers

Employment History

• 10/2010 → Present
  Stonex Securities Inc
  Statesville, NC
• 11/2010 → Present
  Spark Asset Management Group
  Statesville, NC

Previous Registrations

• 2000-10-22 → 2010-11-16
  Synergy Investment Group, Llc
  Tucson, AZ
  Denver, CO
  Monroe, NC
  Charlotte, NC
  Taylorsville, NC
  Charlotte, NC
  Greenville, SC
  Southern Pines, NC
  Cheyenne, WY
  Lady Lake, FL
  Charlotte, NC
  Hickory, NC

Other Businesses

1) MUSIC 49 INC: NOT INVESTMENT RELATED: 2907 PENNSYLVANIA AVE. KANNAPOLIS, NC: NATURE OF BUS: TEACHES MUSIC LESSONS/SELLS SOME RETAIL MERCHANDISE:POSTION, CORP SECRETARY, PART OWNER: START DATE, 05/2003: APPX HOURS, 20-25 PER MONTH, 0 DURING MARKET HOURS: DESCRIPTION OF DUTIES: MAINTAIN BOOKS FOR COMPANY AND ASSIST WITH MARKETING. ALSO PROVIDE GENERAL CONSULTING TO OWNER. 2) SPARK ASSET GROUP; YES, INVESTMENT RELATED; 3498 GOVERNORS ISLAND DRIVE, DENVER, NC; RIA; INVESTMENT ADVISOR, MANAGING MEMBER; 06/2004; 25-50 HOURS PER MONTH; 5-10WK DURING SEC TRADING HOURS; MANAGE CLIENTS PORTFOLIOS. 3) ELLEDGE, BAIN, SIDES, LLC - YES INVESTMENT RELATED: 413 N CENTER ST, STATESVILLE, NC. 28677: NATURE OF BUS: SERVES AS GENERAL AGENCY FOR FIXED INSURANCE SALES THROUGH THIRD PARTY FMO'S AND OTHER AGENCY RELATIONSHIPS. ALSO SERVES AS OBA FOR OUR OSJ: POSITION, CFO/VP-MEMBER: START DATE, 10/2010: HOURS PER MONTH, 80 WITH 4 HRS DURING MARKET HOURS: DUTIES-OVERSEE COMPANY FINANCIALS INCLUDING MANAGEMENT OF THE BANK ACCOUNT, ACCOUNTS PAYABLE AND TAXES, ETC. I ALSO SERVE AS AN INSURANCE REPRESENTATIVE IN THE SALE OF FIXED INSURANCE PRODUCTS. 4) SYNERGY HOLDING GROUP, INC. : YES INVESTMENT RELATED: 2626 DALE EARNHARDT BLVD KANNAPOLIS, NC: NATURE OF BUSINESS, HOLDING COMPANY FOR OSJ (STERNE AGEE) AND BROKER DEALER AND INSURANCE AGENCY: POSITION, BOARD MEMBER: START DATE, 08/2011: APPX NUMBER OF HOURS PER MONTH, 5 WITH 1 HOUR DURING MARKET HOURS: DUTIES-ASSIST MANAGEMENT WITH STRATEGIC DECISIONS, ATTEND BOARD MEETING. 5) Timeric Holdings LLC Serve as Real Estate Manager for building he works in Non-investment related Member File Annual tax return 09/14/2017 0 hrs spent during month and market hrs 6) Trustee 413 N. Center St., Statesville, NC 28677 Serve as TTEE for mother-in-law's account following wishes of the grantor (her father) Non-investment related Follow intentions of the grantor/pay beneficiary for trust monthly in May 2019 10/23/2018 Less than 1 hour spent per month; 0 hours during market hours 7) River and Vine, LLC - 800 Devotion Rd., Thurmond, NC 28683 Nature of Business: shoer-term rentals Investment Related: No Business Position: Manager Business Duties: assist with day to day management Business Start Date: 02/14/2023 Approximately 5 hours spent on this OBA monthly, with 1 during market hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-11-11
• S63 Uniform Securities Agent State Law Examination
  1994-09-30

Other Names

• Tim Bian
• Tim Bain
• Timothy J Bain