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538 Preston Avenue, Meriden, CT 06450-4858 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2012-11-20 |
Branch Locations
171 Falmouth Road, Hyannis, MA 02601 • United States
2745 Main Street, Brewster, MA 02631 • United States
128 Route 137, East Harwich, MA 02645 • United States
112 Pleasant Street, Nantucket, MA 02554 • United States
Zero Mainst, Nantucket, MA 02554 • United States
10 Rosebrook Place, Wareham, MA 02571 • United States
412 State Road, Vineyard Haven, MA 02568 • United States
548 Main Street, Chatham, MA 02633 • United States
532 Main Street, Harwich Port, MA 02646 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Infinex Investments, Inc. | Falmouth | MA | 05/2011 | Present |
| Cape Cod Five Savings Bank | Falmouth | MA | 05/2011 | Present |
CAPE COD FIVE CENTS SAVINGS BANK P O BOX 10 - 10 WEST RD ORLEANS, MA 02653 BANKING-INVESTMENT EXECUTIVE 5/2011 - 10% OF HOURS DEVOTED TO BANKING 13-14 (10%) HOURS DURING MARKET HOURS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-11-15 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-29 |
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