Gregory Morris Block

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2003 → 01/2025
  Lincoln Financial Advisors
  Santa Rosa, CA
• 01/2025 → 04/2025
  Osaic Wealth, Inc.
  Santa Rosa, CA
• 04/2025 → Present
  Lpl Financial Llc
  Santa Rosa, CA

Previous Registrations

• 2025-01-24 → 2025-05-01
  Osaic Wealth, Inc.
  Santa Rosa, CA
• 2003-08-13 → 2025-01-24
  Osaic Fa, Inc.
  Santa Rosa, CA
  Santa Rosa, CA
  Santa Rosa, CA
• 2002-10-21 → 2002-11-19
  D.A. Davidson & Co.
  San Francisco, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-01-30
• S63 Uniform Securities Agent State Law Examination
  2000-11-28

Designations

• Certified Financial Planner

Other Names

• Greg Morris Block