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Gregory Morris Block

LPl Financial LLC

Santa Rosa, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-04-29
TX RA APPROVED 2025-04-28
  • CA RA
    APPROVED
    Since 2025-04-29
  • TX RA
    APPROVED
    Since 2025-04-28

Branch Locations

3510 Unocal Place, Suite 206, Santa Rosa, CA 95403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Advisors Santa Rosa CA 04/2003 01/2025
Osaic Wealth, Inc. Santa Rosa CA 01/2025 04/2025
Lpl Financial Llc Santa Rosa CA 04/2025 Present
Previous Registrations
  • 2025-01-24 → 2025-05-01
    Osaic Wealth, Inc.
    Santa Rosa, CA
  • 2003-08-13 → 2025-01-24
    Osaic Fa, Inc.
    Santa Rosa, CA
    Santa Rosa, CA
    Santa Rosa, CA
  • 2002-10-21 → 2002-11-19
    D.A. Davidson & Co.
    San Francisco, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-01-30
S63 Uniform Securities Agent State Law Examination 2000-11-28
  • S65 Uniform Investment Adviser Law Examination
    2002-01-30
  • S63 Uniform Securities Agent State Law Examination
    2000-11-28
Designations
Other Names
  • Greg Morris Block

View on SEC IAPD

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EDWARD JONES
FOCUS PARTNERS WEALTH, LLC
STIFEL, NICOLAUS & COMPANY, INCORPORATED
A.E.I. FINANCIAL GROUP

Other Investors

JAMES BERNARD BERTERO
MICHAEL KEVIN MOBERLY
STEPHEN LORAN SMITH
JENNIFER LEE KNAPP
MATTHEW JOSEPH VEAL
MATTHEW MARK DAVIS
JEFFREY DONALD OLE GOSPE
PAMELA LYNN KEZER

Other Offices

MORGAN STANLEY · Santa Rosa, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Santa Rosa, CA
CALDWELL SUTTER CAPITAL, INC. · Santa Rosa, CA
WELLS FARGO CLEARING SERVICES, LLC · SANTA ROSA, CA
WELLS FARGO CLEARING SERVICES, LLC · SANTA ROSA, CA
EDWARD JONES · SANTA ROSA, CA
FOCUS PARTNERS WEALTH, LLC · SANTA ROSA, CA
FOCUS PARTNERS WEALTH, LLC · SANTA ROSA, CA

More in Santa Rosa, CA

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