David Alan Humphrey

Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 01/2021
  Td Ameritrade
  Las Vegas, NV
• 02/2021 → Present
  Charles Schwab & Co., Inc.
  Henderson, NV
• 02/2021 → 10/2025
  Charles Schwab Bank
  Henderson, NV
• 12/2025 → Present
  Schwab Wealth Advisory Inc.
  Henderson, NV

Previous Registrations

• 2016-06-24 → 2021-01-11
  Td Ameritrade, Inc.
  Las Vegas, NV
• 2016-06-23 → 2020-12-31
  Td Ameritrade Investment Management, Llc
  Las Vegas, NV
• 2015-09-03 → 2016-05-26
  Valic Financial Advisors, Inc.
  Las Vegas, NV
• 2014-08-04 → 2015-07-10
  Fisher Investments
  Plano, TX
• 2011-10-12 → 2014-08-01
  Ashton Thomas Private Wealth
  Las Vegas, NV
  Las Vegas, NV
  Scottsdale, AZ
• 2007-07-09 → 2011-09-21
  Strategic Advisers Llc
  Henderson, NV

Exams

• S66 Uniform Combined State Law Examination
  2007-07-06
• S63 Uniform Securities Agent State Law Examination
  1993-03-15

Designations

• Certified Financial Planner

Other Names

• Dave Humphrey