Scott Douglas Williams

Employer firm

Advisory Services Network CRD 146051

$10.6B regulatory AUM 49 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Advisory Services Network

900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2018-09-10
TX	RA	APPROVED_RES	2018-08-29

TN RA
APPROVED

Since 2018-09-10
TX RA
APPROVED_RES

Since 2018-08-29

Branch Locations

900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States

3401 Mallory Lane, Suite 100, Franklin, TN 37067 • United States

Disclosures

4 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Raymond James Financial Services	Memphis	TN	01/2011	02/2017
Lpl Financial, Llc	Franklin	TN	02/2017	07/2018
Advisory Services Network, Llc	Atlanta	GA	08/2018	Present

01/2011 → 02/2017

Raymond James Financial Services

Memphis, TN
02/2017 → 07/2018

Lpl Financial, Llc

Franklin, TN
08/2018 → Present

Advisory Services Network, Llc

Atlanta, GA

Previous Registrations

2017-02-24 → 2018-08-07

Lpl Financial Llc

Franklin, TN

Franklin, TN

Dadeville, AL
2011-01-19 → 2017-02-27

Raymond James Financial Services Advisors, Inc

Memphis, TN

Franklin, TN
2004-03-30 → 2011-01-19

J.J.B. Hilliard, W.L. Lyons, Llc

Memphis, TN

Memphis, TN

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-13
S63	Uniform Securities Agent State Law Examination	1993-04-29

S65 Uniform Investment Adviser Law Examination

1999-12-13
S63 Uniform Securities Agent State Law Examination

1993-04-29

View on SEC IAPD