Best Investors Account Sign in
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-02-20
MD RA APPROVED 2009-03-13
  • TX RA
    APPROVED_RES
    Since 2018-02-20
  • MD RA
    APPROVED
    Since 2009-03-13

Branch Locations

1201 Wills Street Suite 230, Baltimore, MD 21231-3805 • United States

Owings Mills, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Llc Baltimore MD 03/2009 Present
City National Bank Baltimore MD 09/2017 Present
Previous Registrations
  • 2004-04-19 → 2009-03-13
    Ferris, Baker Watts, Llc
    Baltimore, MD
    Baltimore, MD
  • 2002-04-11 → 2004-04-28
    Morgan Stanley Dw Inc.
    Baltimore, MD
Other Businesses

(1) THE FIRST TEE OF BALTIMORE; ADDRESS: 8508 LOCH RAVEN BOULEVARD SUITE J BALTIMORE MD 21286; BUSINESS DESCRIPTION: NOT FOR PROFIT; NOT INVESTMENT RELATED; START DATE: 11/03/2014; CAPACITY: BOARD OF DIRECTORS; DUTIES: BOARD MEMBER. DEVELOPMENT COMMITTEE CHAIRMAN; HOURS DEVOTED PER WEEK: 2; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 1 (2) Name of Business/Entity: Columbia University Medical Center Address: 516 West 168th Street, 3rd Floor New York, NY 10032 Business is not Investment Related: Business Description: Columbia University Medical Center Cancer Advisory Council Capacity: Committee/Council Member (not associated with the Board of Directors) State Date: 06/12/2019 Duties: Provide strategic council on key immediate needs of the cancer programs, as well as longer-term challenges and opportunities. Serve as an advocate, advisor and ambassador for the Herbert Irving Comprehensive Cancer Center (HICCC) at Columbia University Medical Center. Hours Devoted per month: 2 Hours Devoted during securities hours per month: 0 (3) Name of Entity - Ed Reed Foundation Address - None Capacity Business Description - Ed Reed Foundation Advisory Board Projected Start Date: 08/16/2019 Capacity: Committee/Council Member (not associated with the Board of Directors) Duties Performed: Further the Foundation Mission of providing character-building opportunities by inspiring at-risk youth with athletic initiatives founded in mentorship, leadership, and exposure to new environments. Hours Devoted to this OBA per Month: 2 Hours Devoted to this OBA during business hours: 0 (4): NAME: BRS Productions LLC Non-Investment related ADDRESS: 300 E Lombard Street, Suite 2010, Baltimore MD 21202 Nature of Business: Rock Band Position: Sole Member Start Date: 04/08/22 Hours: 2 hours Hours during securities trading hours: 0 Duties: Lead Guitar Player

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-04-02
S63 Uniform Securities Agent State Law Examination 1993-03-26
  • S65 Uniform Investment Adviser Law Examination
    2002-04-02
  • S63 Uniform Securities Agent State Law Examination
    1993-03-26

View on SEC IAPD

More in Baltimore, MD

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor