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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-02-20 |
| MD | RA | APPROVED | 2009-03-13 |
Branch Locations
1201 Wills Street Suite 230, Baltimore, MD 21231-3805 • United States
Owings Mills, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Llc | Baltimore | MD | 03/2009 | Present |
| City National Bank | Baltimore | MD | 09/2017 | Present |
(1) THE FIRST TEE OF BALTIMORE; ADDRESS: 8508 LOCH RAVEN BOULEVARD SUITE J BALTIMORE MD 21286; BUSINESS DESCRIPTION: NOT FOR PROFIT; NOT INVESTMENT RELATED; START DATE: 11/03/2014; CAPACITY: BOARD OF DIRECTORS; DUTIES: BOARD MEMBER. DEVELOPMENT COMMITTEE CHAIRMAN; HOURS DEVOTED PER WEEK: 2; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 1 (2) Name of Business/Entity: Columbia University Medical Center Address: 516 West 168th Street, 3rd Floor New York, NY 10032 Business is not Investment Related: Business Description: Columbia University Medical Center Cancer Advisory Council Capacity: Committee/Council Member (not associated with the Board of Directors) State Date: 06/12/2019 Duties: Provide strategic council on key immediate needs of the cancer programs, as well as longer-term challenges and opportunities. Serve as an advocate, advisor and ambassador for the Herbert Irving Comprehensive Cancer Center (HICCC) at Columbia University Medical Center. Hours Devoted per month: 2 Hours Devoted during securities hours per month: 0 (3) Name of Entity - Ed Reed Foundation Address - None Capacity Business Description - Ed Reed Foundation Advisory Board Projected Start Date: 08/16/2019 Capacity: Committee/Council Member (not associated with the Board of Directors) Duties Performed: Further the Foundation Mission of providing character-building opportunities by inspiring at-risk youth with athletic initiatives founded in mentorship, leadership, and exposure to new environments. Hours Devoted to this OBA per Month: 2 Hours Devoted to this OBA during business hours: 0 (4): NAME: BRS Productions LLC Non-Investment related ADDRESS: 300 E Lombard Street, Suite 2010, Baltimore MD 21202 Nature of Business: Rock Band Position: Sole Member Start Date: 04/08/22 Hours: 2 hours Hours during securities trading hours: 0 Duties: Lead Guitar Player
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-04-02 |
| S63 | Uniform Securities Agent State Law Examination | 1993-03-26 |
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