Winfield Scott Smathers

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2013 → Present
  Raymond James Financial Services, Inc.
  Pittsburgh, PA
• 06/2013 → Present
  Raymond James Financial Services Advisors Inc.
  Pittsburgh, PA

Previous Registrations

• 2012-12-11 → 2013-06-10
  Hunter Associates Llc
  Pittsburgh, PA
  Pittsburgh, PA

Other Businesses

(1) Name of Business: Cypress Terrace Condominium Association Address: 7001 Oak Park Dr., Gibsonia, PA, 15044, United States Activity Type: Non profit Position/Title: Board Member, Officer - President Investment Related: No Start Date: 04/01/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am responsible for overseeing the care and maintenance of the condominium building in Vero Beach Florida where I own 1 unit. (2) Name of Business: Shorebridge Wealth Management Address: 600 Waterfront Dr Ste 125, Pittsburgh, PA, 15222, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 10/10/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Will use Secure Care policy from Minnesota Life for long term care cases. I use Underwriters Brokerage in Pittsburgh as the general agency on these (3) Name of Business: Shorebridge Wealth Management Address: 600 Waterfront Dr Ste 125, Pittsburgh, PA, 15222, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 09/01/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Using local insurance brokerage firm Underwriters Brokerage Service to assist us with non variable insurance cases for our clients (4) Name of Business: Shorebridge Wealth Management LLC Address: 600 Waterfront Dr Ste 125, Pittsburgh, PA, 15222, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 06/07/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: 80% owner of support company DBA Shorebridge Wealth Management LLC. (5) Name of Business: The Selario Agency Address: 600 Waterfront Dr Ste 125, Pittsburgh, PA, 15222, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 12/20/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Refer clients with complicated insurance cases to this agency for review, advice, underwriting and placement of fixed cash value building insurance and or long term care. we are not agents on the application nor are involved in the case design or product (6) Name of Business: Underwriters Brokerage Service Address: 600 Waterfront Dr Ste 125, Pittsburgh, PA, 15222-4751, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 01/01/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is an insurance brokerage firm in Pittsburgh who helps me with term and permanent life insurance and long term care insurance with clients of mine.

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-07-27
• S63 Uniform Securities Agent State Law Examination
  1993-04-19

Other Names

• Winfield Scott Smathers
• Win Smathers