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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-04-04 |
Branch Locations
17 Cowboys Way Ste 500, Frisco, TX 75034 • United States
Frisco, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Plano | TX | 03/2009 | Present |
| Bank Of America, Na | Plano | TX | 09/2009 | Present |
| Wells Fargo Clearing Services Llc | Plano | TX | 04/2019 | Present |
TEXAS CERTIFIED AUTOS LLC, NOT INV RELATED, ADDISON, TX, 33% OWNERSHIP, START 9/9/2019, 2 HOURS PER MONTH, ZERO DURING TRADING, PURCHASE REPAIR AND RESELL JEEPS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-04-15 |
| S63 | Uniform Securities Agent State Law Examination | 1993-03-18 |
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