Scott Francis Cunningham

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Plano, TX
• 09/2009 → Present
  Bank Of America, Na
  Plano, TX
• 04/2019 → Present
  Wells Fargo Clearing Services Llc
  Plano, TX

Previous Registrations

• 2009-03-27 → 2019-04-08
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Frisco, TX
• 2005-01-24 → 2009-04-15
  Citigroup Global Markets Inc.
  Plano, TX
  Plano, TX
• 2003-07-01 → 2005-01-24
  Wells Fargo Clearing Services, Llc
  Plano,, TX
• 2002-04-17 → 2003-07-01
  Prudential Equity Group, Llc
  Plano, TX

Other Businesses

TEXAS CERTIFIED AUTOS LLC, NOT INV RELATED, ADDISON, TX, 33% OWNERSHIP, START 9/9/2019, 2 HOURS PER MONTH, ZERO DURING TRADING, PURCHASE REPAIR AND RESELL JEEPS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-04-15
• S63 Uniform Securities Agent State Law Examination
  1993-03-18