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Ramak Fazeli

Charles Schwab & Co., Inc.

Folsom, CA

Lone Tree, CO

CRD 2330103

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-06-29
  • CA RA
    APPROVED
    Since 2020-06-29

Branch Locations

Folsom, CA • United States

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Motif Investing San Mateo CA 09/2011 09/2016
Scottrade, Inc. Roseville CA 10/2016 11/2017
Charles Schwab & Co., Inc. Folsom CA 06/2020 Present
Charles Schwab Investment Management Inc. San Francisco CA 05/2020 06/2020
Motif Investing San Mateo CA 11/2017 05/2020
  • 09/2011 → 09/2016
    Motif Investing
    San Mateo, CA
  • 10/2016 → 11/2017
    Scottrade, Inc.
    Roseville, CA
  • 06/2020 → Present
    Charles Schwab & Co., Inc.
    Folsom, CA
  • 05/2020 → 06/2020
    Charles Schwab Investment Management Inc.
    San Francisco, CA
  • 11/2017 → 05/2020
    Motif Investing
    San Mateo, CA
Previous Registrations
  • 2017-11-07 → 2020-06-03
    Motif Capital Management, Inc.
    Rancho Cordova, CA
    San Mateo, CA
  • 2017-05-31 → 2017-11-07
    Scottrade Investment Management
    Saint Louis, MO
  • 2006-06-27 → 2011-09-23
    Cetera Wealth Services, Llc
    Roseville, CA
    El Dorado Hills, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-31
S63 Uniform Securities Agent State Law Examination 1996-10-25
  • S66 Uniform Combined State Law Examination
    2017-05-31
  • S63 Uniform Securities Agent State Law Examination
    1996-10-25
Other Names
  • Ramak Fazeli

View on SEC IAPD

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