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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2022-09-22 |
| TX | RA | APPROVED_RES | 2014-09-09 |
| CA | RA | APPROVED | 2013-06-14 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | El Segundo | CA | 06/2013 | Present |
| Bank Of America, N.A. | El Segundo | CA | 07/2013 | Present |
I*5967 For profit or not for profit: Name of outside business organization: Ventresco Family Trust Investment related: Address of business: Henderson, Nevada 89012 Nature of business: Rental Property Position, title, association: , Start date of relationship: 3/1/2018 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 Duties: I*6041 For profit or not for profit: Name of outside business organization: Ventresco Family Trust Investment related: Address of business: Henderson, Nevada 89074 Nature of business: Rental Property Position, title, association: , Start date of relationship: 4/13/2018 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 Duties: I*7580 For profit or not for profit: Name of outside business organization: Ventresco Family Trust Investment related: Address of business: Henderson, Nevada 89074 Nature of business: , Position, title, association: , Start date of relationship: 1/24/2019 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 Duties: I*126003 For profit or not for profit: For-Profit Organization Name of outside business organization: Ventresco Family Trust Investment related: Y Address of business: Henderson, Nevada 89012 Nature of business: Trust, Position, title, association: , Start date of relationship: 9/20/2019 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Vacation home purchase for personal use I*1493265 For profit or not for profit: Entity For Profit Name of outside business organization: MALV Properties, LLC Investment related: N Address of business: Henderson, Nevada, 89012, United States Nature of business: ["Limited Liability Company"] Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 11/1/2023 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Purpose is to hold passive rental real estate investments and administer typical landlord activities of collecting rent and paying expenses I*1517300 For profit or not for profit: Entity For Profit Name of outside business organization: Henderson Hot Rods, LLC Investment related: N Address of business: Henderson, Nevada, 89011, United States Nature of business: ["Limited Liability Company"] Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 12/1/2023 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Operating entity to receive income and pay expenses for the approved rental property located at 680 Middlegate Road, Henderson, NV 89011
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-06-05 |
| S63 | Uniform Securities Agent State Law Examination | 1993-03-26 |
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