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Nicole Curtis

Wells Fargo Advisors Financial Network, LLC

Chandler, AZ

CRD 5025488

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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-01-29
TX RA APPROVED 2022-02-10
  • AZ RA
    APPROVED
    Since 2026-01-29
  • TX RA
    APPROVED
    Since 2022-02-10

Branch Locations

2700 S Gilbert Rd Ste 5, Chandler, AZ 85286 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Mcallen TX 05/2009 11/2016
Wells Fargo Clearing Services, Llc Mcallen TX 11/2016 04/2018
Wells Fargo Advisors Financial Network, Llc Mcallen TX 04/2018 10/2020
Wells Fargo Advisors Financial Network, Llc Mcallen TX 10/2021 Present
N/A Bunch OK 10/2020 10/2021
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-11-24
  • S66 Uniform Combined State Law Examination
    2008-11-24
Other Names
  • Nicki Curtis
  • Nicci Curtis
  • Nicole Josephine Curtis

View on SEC IAPD

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