Paul M. Shields

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → 05/2021
  Ameriprise Financial Services, Inc.
  Kansas City, MO
• 10/2009 → 05/2021
  Ameriprise Financial Services, Inc.
  Minneapolis, MN
• 06/2021 → Present
  Ameriprise Financial Services, Llc
  Sarasota, FL

Previous Registrations

• 2009-10-05 → 2010-08-16
  Ameriprise Financial Services, Llc
  Kansas City, MO
  Minneapolis, MN
  Minneapolis, MN
  Minneapolis, MN
• 2006-03-27 → 2009-10-05
  Ameriprise Advisor Services, Inc.
  Kansas City, MO
• 2005-10-27 → 2006-02-06
  Ameriprise Financial Services, Llc
  Overland Park, KS

Exams

• S65 Uniform Investment Adviser Law Examination
  2026-06-03
• S66 Uniform Combined State Law Examination
  2005-10-26

Other Names

• Paul Marc Sheilds
• Paul Shields
• Paul Marc Shields