Francesco Traina

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2011 → 09/2016
  Wells Fargo Advisors Llc
  Miami, FL
• 09/2016 → Present
  Raymond James Financial Services, Inc.
  Miami, FL
• 09/2016 → Present
  Raymond James Financial Services Advisors Inc.
  Miami, FL
• 09/2016 → Present
  Brickell 21 Capital Management Inc.
  Miami, FL

Previous Registrations

• 2011-12-05 → 2016-09-09
  Wells Fargo Clearing Services, Llc
  Miami Beach, FL
  Surfside, FL
  Coral Gables, FL
  Miami, FL
  Miami, FL
• 2009-06-01 → 2011-12-12
  Morgan Stanley
  Boca Raton, FL
• 2008-03-05 → 2009-06-01
  Morgan Stanley & Co. Llc
  Boca Raton, FL
• 2006-01-18 → 2008-03-10
  Citigroup Global Markets Inc.
  Boca Raton, FL

Other Businesses

(1)Name of Business: BRICKELL 21 CAPITAL MANAGEMENT INC. Address: 1200 Brickell Ave Ste 310, Miami, FL, 33131, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 09/01/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I AM THE OWNER AND PRESIDENT (2)Name of Business: Brickell 21 Financial Centre LLC Address: 1200 Brickell Ave Ste 310, Miami, FL, 33131, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 03/20/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: The LLC owns an office space in which Branch BQD resides.\n\nIt also leases office space to other professionals such as Lawyer, CPA and Real Estate Broker in a different area of the office space.

Exams

• S66 Uniform Combined State Law Examination
  2006-01-12