Darren L Hugo

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2020-09-04
TX	RA	APPROVED	2020-09-04

NJ RA
APPROVED

Since 2020-09-04
TX RA
APPROVED

Since 2020-09-04

Branch Locations

340 Mount Kemble Avenue, Morristown, NJ 07960 • United States

Saddle River, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Florham Park	NJ	04/2009	09/2020
Morgan Stanley Smith Barney Llc	Morristown	NJ	09/2020	Present
Morgan Stanley Private Bank, N.A	New York	NY	10/2020	Present

04/2009 → 09/2020

Ubs Financial Services Inc.

Florham Park, NJ
09/2020 → Present

Morgan Stanley Smith Barney Llc

Morristown, NJ
10/2020 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2009-04-03 → 2020-09-15

Ubs Financial Services Inc.

Florham Park, NJ

Florham Park, NJ
2005-09-02 → 2009-04-23

Citigroup Global Markets Inc.

Florham Park, NJ

Florham Park, NJ
2002-06-27 → 2005-09-08

Morgan Stanley Dw Inc.

Short Hills, NJ

Other Businesses

*429515 - Trust; Investment related - Yes; Las Vegas, Nevada; 03/2021; During business hours: 1; After business hours: 1

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-10-25
S63	Uniform Securities Agent State Law Examination	1993-03-25

S65 Uniform Investment Adviser Law Examination

1996-10-25
S63 Uniform Securities Agent State Law Examination

1993-03-25

Designations

Other Names

Darren Leon Hugo

View on SEC IAPD