Richard Charles Ondreicka

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2007 → 11/2018
  Signator Investors Inc
  Andover, MA
• 11/2018 → Present
  Osaic Wealth, Inc.
  Melville, NY

Previous Registrations

• 2008-01-29 → 2018-11-02
  Signator Investors, Inc.
  Hauppauge, NY
  Andover, MA
  Melville, NY
  Westbury, NY
• 2004-10-20 → 2007-06-04
  Banc Of America Investment Services, Inc.
  Everett, MA
  Somerville, MA
  Somerville, MA
• 2002-09-06 → 2004-10-20
  Quick & Reilly, Inc.
  Somerville, MA

Other Businesses

1. INSURANCE BROKER POSITION: insurance broker NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/23/2009 ADDRESS: 575 Broadhollow Road, Melville NY 11747, United States DESCRIPTION: Insurance Broker - sale and service for fixed insurance products 2. LIGHTHOUSE FINANCIAL NETWORK, LLC POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/23/2010 ADDRESS: 575 Broadhollow Road, Melville NY 11747, United States DESCRIPTION: A Financial Advisor forLighthouse Financial Network, LLC an independent firm of Osaic Wealth Inc.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-01-23
• S63 Uniform Securities Agent State Law Examination
  1993-06-01

Other Names

• Richard C Ondreicka