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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-01-22 |
| MA | RA | APPROVED | 2025-11-26 |
| VA | RA | APPROVED | 2025-11-06 |
| NC | RA | APPROVED | 2025-10-13 |
| WV | RA | APPROVED | 2023-08-24 |
| TX | RA | APPROVED | 2022-06-29 |
| NY | RA | APPROVED | 2021-04-16 |
| GA | RA | APPROVED | 2021-01-19 |
| NJ | RA | APPROVED | 2019-10-22 |
| DE | RA | APPROVED | 2019-07-02 |
| AZ | RA | APPROVED | 2016-01-21 |
| PA | RA | APPROVED | 2012-06-18 |
Branch Locations
1290 Broadcasting Road Suite 122, Wyomissing, PA 19610 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Financial Group | Lancaster | PA | 10/2009 | Present |
| Park Avenue Securities Llc | Wyomissing | PA | 09/2015 | Present |
| Guardian Life Insurance | Wyomissing | PA | 09/2015 | Present |
1. West Reading-Wyomissing Rotary, Start: 06/07/2012, Address: Brickstone Food & Spirits, 901 Hill Ave, Wyomissing, PA 19610, 5 total business hours per month; 0 during securities trading hours, Not investment related, No annual compensation, 2. The Friday LEADS Group. Start: 02/01/2011, Address: 1290 Broadcasting Road, Wyomissing, PA 19610, 5 total business hrs per month; 0 during securities trading hours, Not investment related, No annual compensation, 3. Insurance outside of Guardian, Start: 06/27/2019 Address: 1290 Broadcasting Road, # 122, Wyomissing, PA 19610, 5 total bus hrs per month; 5 during securities trading hours, Investment related Less than 10% annual compensation, 4, Executor for deceased sister's estate, Start: 12/15/2023, Reinholds, PA, 5 hrs/mo, 0 hrs/mo during trading, Not investment related, No compensation.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-03-05 |
| S63 | Uniform Securities Agent State Law Examination | 1993-09-07 |
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