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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-29
MN RA APPROVED 2013-11-23
  • TX RA
    APPROVED
    Since 2023-08-29
  • MN RA
    APPROVED
    Since 2013-11-23

Branch Locations

1930 Premier Dr, Mankato, MN 56001-5900 • United States

Mankato, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Mankato MN 09/2005 03/2020
Ameriprise Financial Services, Llc Mankato MN 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 1930 Premier Drive, ,; ; 01/01/2009. Other Business Activities; Mankato Advisors Properties LLC; Pay rent through this entity ... pass through entity only..no dollars are accumulated; 1930 Premier DriveMankato, MN 56001, ,; ; 01/01/2009; 1 to 9 hours per month; 0 during trading hours / Mankato Advisors LLC; pass through expenses; 1930 Premier DriveMankato, MN 56001, ,; ; 06/13/2016; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-05-19
  • S63 Uniform Securities Agent State Law Examination
    1993-05-19
Designations
Other Names
  • Jim Lewis

View on SEC IAPD

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