Shawn Donavan Swanson

Employer firm

Integrity Alliance, LLC. CRD 139627

$5.41B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Periodicals / newsletters
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Integrity Alliance, Llc.

4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2015-01-02

OH RA
APPROVED

Since 2015-01-02

Branch Locations

Columbus, OH • United States

4135 Nw Urbandale Dr, Urbandale, IA 50322 • USA

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Brokers International Financial Services	Columbus	OH	01/2015	Present

01/2015 → Present

Brokers International Financial Services

Columbus, OH

Previous Registrations

2008-02-21 → 2014-12-31

Wrp Investments, Inc.

Columbus, OH

Columbus, OH

Youngstown, OH

Other Businesses

SWANSON FINANCIAL GROUP, 2005 W LANE AVE, COLUMBUS OH 43221: DBA NATURE OF BUS: FINANCIAL SERVICES, TITLE: PRESIDENT/CEO, DUTIES: SALES, TIME SPENT: 100%, COMP: COMMISSIONS/FEES

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-09-16

S66 Uniform Combined State Law Examination

2011-09-16

View on SEC IAPD