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Vanessa Amada Jennings

Raymond James & Associates, Inc.

Mill Valley, CA

San Rafael, CA

CRD 2329010

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-09-06
  • CA RA
    APPROVED
    Since 2016-09-06

Branch Locations

Mill Valley, CA • United States

4000 Civic Center Drive Suite 500, San Rafael, CA 94903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Deutsche Bank Securities Inc. New York NY 01/2001 09/2016
Raymond James & Associates, Inc. San Francisco CA 09/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-25
S63 Uniform Securities Agent State Law Examination 1997-02-26
  • S66 Uniform Combined State Law Examination
    2008-03-25
  • S63 Uniform Securities Agent State Law Examination
    1997-02-26
Designations
  • Certified Financial Planner
Other Names
  • Vanessa Amada Jennings
  • Vanissa Amada Jennings
  • Vanessa Amanda Jennings

View on SEC IAPD

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