Joseph Scali Miller

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-12-17

TX RA
APPROVED_RES

Since 2024-12-17

Branch Locations

330 Whitney Ave Ste 700, Holyoke, MA 01040 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors, Llc	Northampton	MA	08/2014	11/2016
Wells Fargo Clearing Services, Llc	Northampton	MA	11/2016	Present

08/2014 → 11/2016

Wells Fargo Advisors, Llc

Northampton, MA
11/2016 → Present

Wells Fargo Clearing Services, Llc

Northampton, MA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-09-05
S63	Uniform Securities Agent State Law Examination	1993-10-29

S65 Uniform Investment Adviser Law Examination

1995-09-05
S63 Uniform Securities Agent State Law Examination

1993-10-29

View on SEC IAPD