Best Investors Account Sign in

Brad Perry Goldberg

Citigroup Global Markets Inc.

Chicago, IL

Chicago, IL

Deerfield, IL

CRD 2328807

Claim This Profile
Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-22
IL RA APPROVED 2007-05-29
  • TX RA
    APPROVED_RES
    Since 2025-05-22
  • IL RA
    APPROVED
    Since 2007-05-29

Branch Locations

Cwm Retail, Sales 539 N. Michigan, Chicago, IL 60611 • United States

Citi Wealth Management, Sales 227 West Monroe St, Chicago, IL 60606 • United States

Deerfield, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Chicago IL 05/2007 Present
Previous Registrations
  • 2002-08-20 → 2007-05-29
    Citicorp Investment Services
    Chicago, IL
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-07-17
S63 Uniform Securities Agent State Law Examination 1993-03-22
  • S65 Uniform Investment Adviser Law Examination
    2002-07-17
  • S63 Uniform Securities Agent State Law Examination
    1993-03-22
Other Names
  • Brad Goldberg

View on SEC IAPD

Nearby Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC

Nearby Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN

Nearby Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

More in Chicago, IL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor