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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-01-15 |
| NJ | RA | APPROVED | 2018-10-05 |
Branch Locations
200 Park Avenue 2Nd Floor, Florham Park, NJ 07932-1026 • United States
Hardyston, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc. | Florham Park | NJ | 10/2018 | Present |
| Ameriprise Financial Services, Inc. | Paramus | NJ | 12/2015 | 10/2018 |
1) NAME OF ENTITY: The Katelyn Morales Foundation A NJ nonprofit Corporation ADDRESS: PO Box 676, Allenwood, New Jersey, 08720 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: 21/06/2024 CAPACITY: Other DUTIES: Help fundraise for a charity to give out scholarships etc in the memory of a deceased friend's daughter. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-07 |
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