Joseph Glen Seep

Current Employers

Joseph Seep & Associates, Llc

Tempe, AZ • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2001-10-10

AZ RA
APPROVED

Since 2001-10-10

Branch Locations

Tempe, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Joseph Seep & Associates	Tempe	AZ	01/2001	Present
J.W. Cole Financial, Inc.	Tampa	FL	05/2007	Present

01/2001 → Present

Joseph Seep & Associates

Tempe, AZ
05/2007 → Present

J.W. Cole Financial, Inc.

Tampa, FL

Other Businesses

(1) A)JOSEPH SEEP & ASSOCIATES LLC. B) INVESTMENT RELATED - YES C) 4500 S LAKESHORE DR #280, TEMPE, AZ 85282 D) PROVIDING FINANCIAL PLANNING AND ADVISORY SERVICES FOR A FEE E) 09/30/2011 F) 80 HOURS PER MONTH G) 80 TRADING HOURS JOSEPH SEEP PROPRIETARY FIXED LIFE INSURANCE 1 HR PER WEEK APPROX 2K PER YEAR

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-07-21
S63	Uniform Securities Agent State Law Examination	1993-03-22

S65 Uniform Investment Adviser Law Examination

2000-07-21
S63 Uniform Securities Agent State Law Examination

1993-03-22

Designations

Other Names

Jay Seep

View on SEC IAPD