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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2003-01-07
  • CA RA
    APPROVED
    Since 2003-01-07

Branch Locations

2260 Douglas Blvd Ste 200, Roseville, CA 95661 • United States

Santa Cruz Ca, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Redwood City CA 01/2003 03/2020
Ameriprise Financial Services, Llc Roseville CA 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 114 West Lake Avenue, Sherman, TX 75090, ,; Investment-Related; 02/23/2019 / Single Family; 3003 Lemmontree Lane, Plano, TX 75074, ,; Investment-Related; 03/01/2019 / Single Family; 728 Leading Lane, Allen, TX 75002, ,; Investment-Related; 03/15/2019 / Single Family; 8766 Kaye Lane, Jacksonville, FL 32222, ,; Investment-Related; 05/24/2019 / Single Family; 6976 Loris Lane, Jacksonville, FL 32222, ,; Investment-Related; 08/01/2017 / Single Family; 298 Beach StreetTahoe Vista, CA 96148, ,; Investment-Related; 08/31/2018 / Single Family; 8050 Toulon Court, , Jacksonville, FL, 32277; Investment-Related; 12/07/2023 / Single Family; 6643 Greenfern Lane, , Jacksonville, FL, 32277; Investment-Related; 12/22/2023 / Single Family; 405 W. Walker Street, , Denison, TX, 75020; Investment-Related; 06/03/2024. Independent Insurance Brokering; Antehm Blue Cross; 06/01/2005; / Blue Shield of CA; 12/14/2004; Health / Kaiser Permanente; 01/08/2008; . Business Ownership; MAMRE, LLC; Owner; Nominee Trustee; 1718 Capitol Avenue, , Cheyenne, WY, 82001; Not Investment-Related; 07/26/2023; 0 hours per month; 0 during trading hours / PAMFI, LLC; Owner; Beneficiary of Land Trusts; 3225 McLeod Drive, Suite 100, Las Vegas, NV, 89121; Not Investment-Related; 10/16/2023; 0 hours per month; 0 during trading hours / PAMTI, LLC; Owner; Beneficiary of Land Trusts; 3225 McLeod Drive, Suite 100, Las Vegas, NV, 89121; Not Investment-Related; 09/15/2023; 0 hours per month; 0 during trading hours / AME Management and Consulting, LLC; Owner; Consulting; 23 Corporate Plaza Drive, Suite 150-88, Newport, CA, 92660; Not Investment-Related; 10/16/2023; 20 to 39 hours per month; 10 to 19 during trading hours. Outside Employment; Megabranch, Inc.; Associate Franchise Consultant - Coach Financial Advisors; ; 1900 O'Farrell Street, Suite 360, , San Mateo, CA, 94403; Investment-Related; 01/07/2018; 1 to 9 hours per month; 1 to 9 during trading hours / Advisor Legacy; Executive Coach - Coach Financial Advisors; Consulting; 5440 Corporate Drive, , Troy, MI, 48098; Investment-Related; 07/01/2017; 40 to 59 hours per month; 40 to 59 during trading hours / Rental Property Mastery; Facilitate 60-90 minute meetings bi-weekly with approximately 6-9 people.; I've been asked to facilitate discussions with a small group of people (appox. 6-9) bi-weekly for one hour. This small group is a subgroup of a larger real estate investor community that I belong to designed for people to share things that are working and not working with their investment real estate.; 22 Ortalon Avenue, , Santa Cruz, CA, 95060; Not Investment-Related; 04/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-11-06
S63 Uniform Securities Agent State Law Examination 1993-03-08
  • S65 Uniform Investment Adviser Law Examination
    1998-11-06
  • S63 Uniform Securities Agent State Law Examination
    1993-03-08

View on SEC IAPD

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