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6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2024-06-21 |
| OH | RA | APPROVED | 2022-02-23 |
Branch Locations
6267 Carpinteria Avenue, Carpinteria, CA 93010 • United States
74 Biggs Lane, South Shore, KY 41175 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities | Dublin | OH | 09/2001 | 03/2017 |
| Mml Investors Services, Llc | Portsmouth | OH | 03/2017 | 02/2022 |
| Massmutual Life Insurance Company | Portsmouth | OH | 07/2016 | 02/2022 |
| Planmember Securities Corporation | Carpinteria | CA | 02/2022 | Present |
| Ray Mcginnis Financial Services | South Shore | KY | 09/1981 | Present |
1) Ray McGinnis Financial Services-74 Biggs Lane, South Shore, KY 41175; Investment related; Insurance (life, annuities, LTC, disability, health) sales & svcs; Owner; Start date 9/1981; 160 hrs/mnth; 100 hrs/mnth during trading. 2) 8th St. Wesleyan Chapel-1514 8th St, West Portsmouth, OH 45663; Noninvestment related; Church - Board Member; Start date 2/2017; 28 hrs/mnth 0 hrs/mnth during trading. 3) Mylee's Missions - 640 2nd St, Portsmouth, OH 45662; Noninvestment related; Charity Organization; Board Member; Start date 3/2010; 1 hrs/mnth; 0 hrs/mnth during trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-09-21 |
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