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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-12-03 |
| TX | RA | APPROVED | 2024-11-27 |
Branch Locations
Cedar Park, TX • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co | Austin | TX | 02/2005 | 01/2024 |
| Charles Schwab Bank | Austin | TX | 01/2018 | 01/2024 |
| Charles Schwab Trust Bank | Austin | TX | 01/2019 | 01/2024 |
| Charles Schwab Premiere Bank | Austin | TX | 11/2020 | 01/2024 |
| Lpl Enterprise, Llc | Fort Mill | SC | 09/2024 | Present |
| Unemployed | Cedar Park | TX | 01/2024 | 09/2024 |
1) 10/01/2024-Notary-Inv Related-At Cedar Park, TX-Start date 06/10/2024-0hrs/mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 1993-03-05 |
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