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Inactive

Ronald Paul Schwantes

Schwantes Financial, LLC

Overland Park, KS

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Current Employers
Schwantes Financial, Llc

8655 College Boulevard, Overland Park, KS 66210 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-06-24
AR RA APPROVED 2024-11-18
MO RA APPROVED 2024-10-18
TX RA APPROVED_RES 2024-08-30
KS RA APPROVED 2024-08-02
  • WI RA
    APPROVED
    Since 2025-06-24
  • AR RA
    APPROVED
    Since 2024-11-18
  • MO RA
    APPROVED
    Since 2024-10-18
  • TX RA
    APPROVED_RES
    Since 2024-08-30
  • KS RA
    APPROVED
    Since 2024-08-02

Branch Locations

8655 College Boulevard, Overland Park, KS 66210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IN 08/1998 03/2017
S&A Financial Services, Inc. Overland Park KS 08/1995 12/2024
Schwantes Financial Llc Overland Park KS 07/2024 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-02-25
S63 Uniform Securities Agent State Law Examination 1995-04-12
  • S65 Uniform Investment Adviser Law Examination
    1999-02-25
  • S63 Uniform Securities Agent State Law Examination
    1995-04-12
Designations

View on SEC IAPD

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PCG WEALTH MANAGEMENT · OVERLAND PARK, KS
MARINER ADVISOR NETWORK · OVERLAND PARK, KS
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