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Schwantes Financial, LLC CRD 332143
$50.5M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
8655 College Boulevard, Overland Park, KS 66210 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-06-24 |
| AR | RA | APPROVED | 2024-11-18 |
| MO | RA | APPROVED | 2024-10-18 |
| TX | RA | APPROVED_RES | 2024-08-30 |
| KS | RA | APPROVED | 2024-08-02 |
Branch Locations
8655 College Boulevard, Overland Park, KS 66210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IN | 08/1998 | 03/2017 |
| S&A Financial Services, Inc. | Overland Park | KS | 08/1995 | 12/2024 |
| Schwantes Financial Llc | Overland Park | KS | 07/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-02-25 |
| S63 | Uniform Securities Agent State Law Examination | 1995-04-12 |
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