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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-06-09
TX RA APPROVED 2023-06-09
  • OH RA
    APPROVED
    Since 2023-06-09
  • TX RA
    APPROVED
    Since 2023-06-09

Branch Locations

5747 Perimeter Suite 240, Dublin, OH 43017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Inc. Columbus OH 04/2003 05/2017
Wells Fargo Clearing Services Llc Dublin OH 05/2017 06/2023
Wells Fargo Advisors Financial Network, Llc Dublin OH 06/2023 Present
Previous Registrations
Other Businesses

RENTAL PROPERTY, INV RELATED, COLUMBUS, OH, 100% OWNERSHIP, START 1/1/2001, 5 HOURS PER MONTH, ZERO DURING TRADING, LANDLORD. TOSE PROPERTIES LLC, NOT INV RELATED, COLUMBUS, OH, 100% OWNERSHIP, START 6/26/2019, ZERO HOURS PER MONTH, ZERO HOURS DURING TRAIDNG, CURRENTLY HOLDS NO ASSETS. NOTARY PUBLIC, NOT INV RELATED, STATE OF OHIO, START 7/3/2023, 2 HOURS PER MONTH, 2 HOURS DURING TRADING, NOTARIZING DOCUMENTS. POWER OF ATTORNEY FOR ANGELINE TOSE; INV RELATED; COLUMBUS, OH; MANAGE HER FINANCES AND CARE; POWER OF ATTORNEY/CO-POWER OF ATTORNEY; START DATE: 01/29/2026; 100 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-05-06
  • S66 Uniform Combined State Law Examination
    2003-05-06
Other Names
  • Lori Ann Tose
  • Lori Ann Tose
  • Lori Ann Bausch
  • Lori Ann Bausch

View on SEC IAPD

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