Best Investors
Account
Sign in
Best Investors
Account
Sign in
Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-07-10 |
| CT | RA | APPROVED | 2018-07-09 |
Branch Locations
665 Boston Post Rd Ste 22, Old Saybrook, CT 06475 • United States
68 S Service Rd Ste 200 [C1-Rbo], Melville, NY 11747 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens Securities, Inc | Gales Ferry | CT | 05/2016 | 01/2018 |
| Citizens Bank | Gales Ferry | CT | 05/2016 | 01/2018 |
| Wells Fargo Bank, Na | Old Saybrook | CT | 04/2018 | Present |
| Wells Fargo Clearing Services, Llc | Old Saybrook | CT | 04/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-09 |
| S63 | Uniform Securities Agent State Law Examination | 2013-09-21 |
Reach out to this advisor