Preston Scott Foulks

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-01-24

NY RA
APPROVED

Since 2025-01-24

Branch Locations

Poughkeepsie, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lincoln Financial Advisors	Fishkill	NY	01/2015	01/2025
Lincoln Financial Advisors Corporation	Poughkeepsie	NY	12/2022	01/2025
Osaic Wealth, Inc.	Poughkeepsie	NY	01/2025	Present

01/2015 → 01/2025

Lincoln Financial Advisors

Fishkill, NY
12/2022 → 01/2025

Lincoln Financial Advisors Corporation

Poughkeepsie, NY
01/2025 → Present

Osaic Wealth, Inc.

Poughkeepsie, NY

Previous Registrations

2021-06-14 → 2025-01-24

Osaic Fa, Inc.

Fishkill, NY

Poughkeepsie, NY

Poughkeepsie, NY

Other Businesses

PRESTON S FOULKS, 4 CORTLANDT DRIVE POUGHKEEPSIE, NY 12603. FIXED INSURANCE, INVESTMENT RELATED, AGENT, OFFERING FIXED LIFE INSURANCE, DISABILITY INSURANCE, AND LONG TERM CARE INSURANCE, STARTED ON 01/23/2015 WORKING 40 HPM 0 DURING TRADING HOURS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-09-09
S63	Uniform Securities Agent State Law Examination	1993-04-22

S65 Uniform Investment Adviser Law Examination

2000-09-09
S63 Uniform Securities Agent State Law Examination

1993-04-22

Other Names

Preston Scott Foulks

View on SEC IAPD